Comprehensive preparation for the Uniform Securities Agent State Law Examination (Series 63) - Your gateway to becoming a licensed securities agent.
72%Average Pass Rate
75Questions
120Minutes
Key Exam Topics
State Securities Regulation
Registration of Securities
Exempt Securities
State Administrative Provisions
Administrative Actions
30% of Exam
Registration of Persons
Broker-Dealer Registration
Agent Registration
Investment Adviser Registration
Investment Adviser Representative Registration
30% of Exam
Business Practices
Fraudulent and Ethical Business Practices
Customer Communications
Handling Customer Accounts
40% of Exam
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Exam Requirements & Prerequisites
Eligibility
No prerequisites required
Must be associated with a FINRA member firm
Valid government-issued ID required
Exam Structure
75 multiple-choice questions
120 minutes testing time
72% passing score (54 correct answers)
$147 examination fee
Testing Procedures
Computer-based testing
Schedule through Prometric
Results available immediately
Unlimited retakes (30-day waiting period)
Frequently Asked Questions
How long should I study for the Series 63?
Most candidates spend 30-50 hours studying over 2-4 weeks. However, study time varies based on experience and background. Use our study calculator above to create a personalized plan.
What score do I need to pass?
You need a score of 72% or higher to pass, which means correctly answering at least 54 out of the 75 questions.
Can I take the Series 63 without sponsorship?
Yes, unlike some other FINRA exams, the Series 63 doesn't require firm sponsorship. You can take it before being employed by a broker-dealer.
How long is the Series 63 license valid?
The Series 63 license doesn't expire as long as you maintain your registration with a FINRA member firm and complete required continuing education.