State Securities Regulation
- Registration of Securities
- Exempt Securities
- State Administrative Provisions
- Administrative Actions
Series 63 Exam Preparation Guide
Comprehensive preparation for the Uniform Securities Agent State Law Examination (Series 63) - Your gateway to becoming a licensed securities agent.
72%
Average Pass Rate
75
Questions
120
Minutes
Key Exam Topics
Registration of Persons
- Broker-Dealer Registration
- Agent Registration
- Investment Adviser Registration
- Investment Adviser Representative Registration
Business Practices
- Fraudulent and Ethical Business Practices
- Customer Communications
- Handling Customer Accounts
Study Timeline Calculator
Practice Quiz
Exam Requirements & Prerequisites
Eligibility
- No prerequisites required
- Must be associated with a FINRA member firm
- Valid government-issued ID required
Exam Structure
- 75 multiple-choice questions
- 120 minutes testing time
- 72% passing score (54 correct answers)
- $147 examination fee
Testing Procedures
- Computer-based testing
- Schedule through Prometric
- Results available immediately
- Unlimited retakes (30-day waiting period)
Frequently Asked Questions
How long should I study for the Series 63?
Most candidates spend 30-50 hours studying over 2-4 weeks. However, study time varies based on experience and background. Use our study calculator above to create a personalized plan.
What score do I need to pass?
You need a score of 72% or higher to pass, which means correctly answering at least 54 out of the 75 questions.
Can I take the Series 63 without sponsorship?
Yes, unlike some other FINRA exams, the Series 63 doesn't require firm sponsorship. You can take it before being employed by a broker-dealer.
How long is the Series 63 license valid?
The Series 63 license doesn't expire as long as you maintain your registration with a FINRA member firm and complete required continuing education.